The growth of the securities market and the complex nature of securities law require attorneys that are experienced in Securities Litigation and Arbitration. Consequently, faces with regulatory pressures and an increasingly litigious investor base, securities firms and brokers are recognizing the role that seasoned counsel plays in reducing risk and protecting their legal interests. Securities litigation & arbitration cases often arrive when a firm least expects it. The clock is ticking from the moment a case is filed, so you need an experienced New York City Securities Litigation attorney from Fourton & Associates, PLLC to help you navigate the storm. Fourton & Associates, PLLC Securities Litigation and Arbitration team is comprised of outstanding litigators with successful track records in bench and jury trial proceedings (including class actions and other securities claims), FINRA arbitration proceedings and representation before regulatory bodies. Whether you are facing a corporate takeover, government enforcement actions, a major financial restatement or an insider-trading probe, you can trust the experienced securities litigation attorneys at Fourton & Associates, PLLC to fight for your rights and for the survival of your institution. The Fourton & Associates, PLLC Litigation and Arbitration team regularly handles:
The arbitration or defense of actions initiated by customers, former employees, competitors or other interests, including but not limited to securities class action litigation.
The representation of clients facing inquiries, investigations or enforcement actions launched by the SEC, FINRA, and other federal and state regulators.
Defense against sales-practice claims, including unsuitable investment recommendations, unauthorized transactions, churning, self-dealing and market manipulation.
Appearances before FINRA arbitration panels and other self-regulatory organizations such as AAA and JAMS Mediation, ADR Services. Litigation relating to the movement of securities professionals between firms, including raiding claims and injunctive actions.
In addition to representing our clients in courtrooms and other litigation areas, we assist our clients in risk assessment and financial management, providing further protection from securities-related threats such as future litigation and regulatory concerns.
New York City Securities Litigation & Arbitration Practice Areas
Attorney Leslie Fourton and his experienced team have represented a wide variety of clients in securities litigation & arbitration cases, including:
Merchant, Commercial & Investment Banks
FINRA Broker-Dealers
Hedge Funds
Public & Private Equity Firms
Investors
Venture Capitalists
Corporate Finance Clients
Securities Litigation & Arbitration Cases in New York City
Our offices are based in New York City where the vast majority of securities litigation cases originate. Fourton & Associates, PLLC can help you navigate any crisis related to allegations of securities violations, including but not limited to SEC enforcement actions; corporate takeovers, mergers and acquisitions; securities class action suits; federal investigations and litigations; and internal investigations.
This is only a partial list of the wide array of financial securities cases which Fourton & Associates, PLLC is qualified to represent in New York City and across the country. The wide variety of securities litigations and arbitrations is simply too broad to list in one place. Your first step in a crisis is to contact us and discuss your case so we can begin strategizing to represent your firm’s interests, or your interests as an individual in the financial sector.
Proven New York City Securities Litigation Track Record
Fourton & Associates, PLLC has been representing plaintiffs and defendants in securities litigation since the firm was first formed in the 1990s. Our clients rely on our relentlessness, creativity, talent and track record of success to defend their interests in a securities litigation or arbitration. We have successfully defended clients and brought actions on their behalf in extremely high-stakes cases.
For example, we once obtained a settlement of $225 million for a client’s client. Various banks alleged violations of securities laws and regulations in Re Comverse Technology, Inc.’s class-action derivative litigation. At that time, this was the largest settlement in the history of securities litigation in an options backdating matter.
Contact a Securities Litigation & Arbitration Attorney in New York City
Contact Fourton & Associates, PLLC at (800) 677-6040 if you are facing any type of securities litigation or if you want a case filed on your behalf. We will review your case and lay out the best strategy to fight for your rights in a securities litigation or arbitration.
