Individuals who work within the market understand that securities can carry a high level of risk depending on the state of the economy, the companies involved, commercial contracts and a host of other factors that influence daily trading practices. Managing those risks and protecting their clients is extremely important to an attorney who works within the financial industry.
They must also be well aware of guidelines and regulations that have been put in place by the federal government to control and prevent the use of unfair trading practices. Illegal trading can result in multi-million dollar fines to a broker and the firm that they work for. Jail time is also a very real possibility.
The Fourton & Associates, PLLC Firm includes several attorneys who deal with securities, risk management and compliance with federal regulations as primary practice areas. Leslie Fourton is a skilled New York City Securities Attorney capable of handling any legal issue concerning securitization, compliance with federal guidelines and the buying and selling of various types of securities, stocks, bonds and commercial contracts. Leslie’s years of dedicated service to his clients has earned him the reputation of not only being extremely knowledgeable; but, also extremely diligent and straightforward.
As someone who deals with securities and the high level of risk involved within the industry. Hiring a New York City Securities Attorney is a wise decision if you find yourself under investigation or are questioning the trading practices of another firm. Insider trading offers certain individuals an unfair advantage when dealing with securities, bonds and other valuable commodities.
If you belong to a brokerage firm or just work for yourself, having an attorney that is highly knowledgeable about securities and how the financial market works is in your best interest. With a qualified and highly reputable attorney by your side, you will be able to handle any legal issue that presents itself.
Securitization is a tricky business and the regulations associated with it can be extremely confusing. It is important to know what you must do to always remain in compliance with the laws and practices of both your state as well as the federal government. Never leave your financial security to chance.
